Compliance Officer - Bertrange,

Job summary

H2O Partners is hiring a Compliance Officer for its Luxembourg office. The ideal candidate will oversee and organize all compliance matters related to H2O's clients, ensuring compliance with applicable laws and regulations, and provide strategic support to the responsible for legal and compliance.

Responsibilities

• Maintaining the clients' compliance file in good standing and executing the ongoing compliance monitoring program;
• Maintaining and developing H2O's suite of compliance policies and procedures to ensure that H2O remains compliant with relevant jurisdictional regulatory and financial crime compliance requirements;
• Act as first point of contact for AML/CFT matters for clients' funds with the regulatory authorities (CSSF/AED);
• Establishing strong communication lines internally and with clients about the relevant regulatory requirements;
• Reporting to the person responsible for legal and compliance and senior management on a regular basis on compliance matters;
• Oversee the quarterly and annual Responsable du Contrôle (RC) reporting to clients' boards, ensuring a high level of compliance with the AML/CFT policy and Luxembourg regulatory framework;
• Liaising with all relevant clients' companies shareholders for AML/CFT matters pertaining to investor onboarding and transfers where necessary;
• Reviewing on an annual basis the AML Risk Assessment of the clients;
• Preparing on an annual basis the annual AML/CFT summary report (SRRC), CSSF AML/CFT Questionnaire or AED AML/CFT Questionnaire, as the case may be;
• Provide support and assistance in the event of audit or regulatory inspections;
• Provide support to the legal team where AML/CFT matters come up regarding prospective clients;
• Keep up to date with the relevant market developments, regulatory & legislative changes and updates relating to AML/CFT;
• Where necessary providing AML/CFT training.

Description de l'emploi