Compliance Officer - Luxembourg - VP Bank (Luxembourg) SA & VP Fund Solutions (Luxembourg) SA

VP Bank (Luxembourg) SA & VP Fund Solutions (Luxembourg) SA

Entreprise vérifiée

Luxembourg

il y a 1 semaine

Posté par:

Jean Schmitz

Recruteur de beBee

Description

Compliance Officer - Nordic Clients Swedish Speaking M/F:

Do you always go the extra mile? Are you a natural communicator, focused on clients and driven by results? Then let's work together to exceed the expectations of our clients and to continue to write the success story of VP Bank.

We will give you the room you need to pursue your passion for innovation and to bring your ideas to life.

Your Challenge
Performing all daily and periodic regulatory compliance duties, such as

AML and Sanctions related expost and exante transaction monitoring
Name list matches assessment
Periodical evaluation of existing clients / KYC records according to established policies and procedures
Performing controls as per the Compliance Monitoring Plan
Conducting ad hoc investigations on high risk clients and unusual transactions
Manage requests from authorities, draft/submit SARs/STRs to Luxembourg's FIU and contribute to internal and external reports

as well as executing further compliance tasks, inter alia

Performing Due Diligence on prospects/new clients, assessing KYC information/documentation from a Financial Crime (incl. tax) and Regulatory Compliance (esp. MiFID) perspective as per the applicable riskbased approach
Advising and supporting all relevant stakeholders in all compliance matters considering roles and responsibilities as per the 3LinesofDefense-Model
Contributing to the regulatory change management, to the implementation of respective policies and other framework documents and to the execution of related trainings.

Your Profile

You ideally have a master degree in business management, finance, law or similar disciplines
You gained prior working experiences of at least five years in compliance or a compliance related function in the banking, consultancy or audit sector and have knowledge of the banking processes (ideally in the private banking sector) including the relevant regulatory requirements
You possess strong written and verbal, target audience oriented communication skills
You enjoy both working independently but as well in a team and with other departments
You are (internal) customeroriented and show a high degree of integrity and reliability
You have a solutionoriented working approach and excellent analytical skills
You are fluent in English and Swedish (verbally and in writing), German or any other Scandinavian language is an asset.

In the event of an Employment we will ask you to present a criminal record.