Supervisor Aml - Luxembourg - HSBC

HSBC

Entreprise vérifiée

Luxembourg

il y a 1 semaine

Posté par:

Jean Schmitz

Recruteur de beBee

Description

HSBC is one of the world's largest banking and financial services organisations. Our global businesses serve around 39 million customers worldwide through a network that covers 62 countries and territories.

HSBC provides a comprehensive range of financial services through three global businesses: Retail Banking & Wealth Management; Commercial Banking; Global Banking and Markets; and Wealth & Personal Banking.

The HSBC Group in Luxembourg is a significant employer and operates several businesses including asset management, securities services, private banking and corporate banking.

For our securities services activities, we are currently looking to recruit a:

Supervisor

AML / KYC - Transfer Agency

Role and Responsibilities:

You will be responsible for the reviewing of KYC documentation for existing and new investor accounts.
You will carry out the classification of the accounts in low/medium/high risk categories using the agreed risk based approach.
You will ensure the proper recording of the review findings in AML database as well as the proper retention of all documentation both in physical and electronic format.
You will perform regular periodic checks on procedures and controls to ensure these are compliant with the current applicable corporate functional manual requirements (FIM) and with Luxembourg regulations.

Professional Skills and Experience;

Bachelor's degree or equivalent professional qualification, preferably in Business or Economics.
At least 5 years' working experience in in Transfer Agency, 2 years of which should be in KYC/ AML team
Good understanding of Luxembourg UCITS requirements as they relate to Transfer Agency;
Dynamic team leader with management experience including performance management and staff development;
Outstanding communication skills, capable of dealing with clients at all levels;
Ability to work to tight deadlines, while maintaining close attention to detail;
Ability to work independently on own initiative and as a member of a team;
Good project management skills;
Excellent PC skills.
Fluency in English, both written and spoken; other European languages, German proficiency would be a definite advantage.

We want everyone to be able to fulfil their potential which is why we provide a range of flexible working arrangements and family friendly policies.